Issues and trends within Compliance and Risk

Throughout June, the Compliance and Risk team at Grovelands will be providing insights into issues that are affecting our clients and network of professionals.

complianceandrisk

Hello

I’m DJ and I lead the financial services Compliance and Risk practice at Grovelands.

As with any business it is incredibly important to listen to what is currently affecting and what will be affecting your clients in the short to medium term, and then be able to respond proactively with a solution.

Throughout June my team and I will be providing insights into issues that are affecting our clients and our network of professionals.

Risk and regulation is a niche area of financial services so we will aim to cover the issues affecting the regulator, the regulated and the professional service firms that operate in our market. We will talk around the themes our clients are being asked to review and the methods the regulator is using to ensure it achieves its statutory objectives of:

    • protecting customers;
    • enhancing the integrity of the UK financial system;
    • helping to maintain competitive markets and promote effective competition in the interests of consumers.

In times of increasing regulatory activity and change, we will highlight how Grovelands is adapting to consistently provide a quality service to our clients and candidates.

We will explain how we consultatively work with our clients, the level of service our professional associates can expect, and how this has allowed us to develop a dynamic service which differentiates us within the market.

We would love this to be an interactive series of blogs and videos so would welcome your comments and thoughts on the industry, on your own experiences and on the material we publish.

 

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